Knickerbocker Advisors™ Inc. is a Registered Investment Adviser that is registered with the United States Securities and Exchange Commission and is “Notice Filed” with the states of New York, Connecticut, and New Hampshire.  The presence of this website on the Internet shall in no direct or indirect way raise any implication whatsoever that the firm is soliciting investment advisory clients or be construed as a solicitation to sell investment advisory services to residents of any state other than New York, Connecticut, and New Hampshire.

Form ADV Part 3 (Client Relationship Summary) briefly summarizes our services and advice offered, as well as fees, how our advisors are compensated, legal and disciplinary history, and conflicts of interest.